Hurry up, Take Your Time
The Buck Stops At The Brokerage In Key West there is a famous cat show on the waterfront at sunset where the trainer (yes, cats can be trained) gives his performers their signals and they rush to...
View ArticleAn Endless Game of Hide and Seek
Market surveillance needs permeate financial services firms from pre-trade to settlement, from trading via instant messenger services to exchanges and ECNs like never before in history. Every message,...
View ArticleDetection, Prevention, Deterrence (oh my! )
It is gratifying to see the serious attention that regulators, traders, brokers and the buyside are paying to market surveillance today. It was not always the case. The credit crisis began a...
View ArticlePreparing for changes in the regulatory approach
In this short video we ask our experts how regulatory change will affect market participants, and the markets themselves. Without a crystal ball to predict the future, firms still need to be compliant,...
View ArticleUsing technology to prepare for regulatory change: how can market...
Becoming and remaining compliant is a key consideration for brokers and exchanges, especially in a time of regulatory change. It frequently makes the top of the list in surveys on their primary...
View ArticlePLUS Stock Exchange Making Progress Around Regulation
Changes in financial regulation will inevitably increase the importance of market surveillance for exchanges as well as the regulators. Having asked our experts their opinions on how the changes in...
View ArticleAn Algorithmic Trading and Market Surveillance Wrap Up
Our Capital Markets and Progress Apama teams have been BUSY! Today many of them are recovering from a busy week at the SIFMA Financial Services Technology Expo in New York City. In addition to lots of...
View ArticleCan market surveillance help to keep traders on track?
By Richard Bentley, Vice President, Capital Markets, Progress Software There’s no doubt that today's high speed capital markets and cross product, cross market trade volumes mean regulation struggles...
View ArticleComputerized Compliance: Savior or Intruder?
Several top executives of UBS, one of the world’s biggest banks, resigned in disgrace this fall following the announcement that a very junior rogue trader in the London office had managed to lose the...
View ArticleOur 2012 Predictions: What to expect in capital markets
What will we see for capital markets in 2012? The countdown to 2012 has begun. On the capital markets horizon is a great deal of change – no surprise to those following this year’s rollercoaster of...
View ArticleHurry up, Take Your Time
The Buck Stops At The Brokerage In Key West there is a famous cat show on the waterfront at sunset where the trainer (yes, cats can be trained) gives his performers their signals and they rush to...
View ArticleAn Endless Game of Hide and Seek
Market surveillance needs permeate financial services firms from pre-trade to settlement, from trading via instant messenger services to exchanges and ECNs like never before in history. Every message,...
View ArticleDetection, Prevention, Deterrence (oh my! )
It is gratifying to see the serious attention that regulators, traders, brokers and the buyside are paying to market surveillance today. It was not always the case. The credit crisis began a...
View ArticlePreparing for changes in the regulatory approach
In this short video we ask our experts how regulatory change will affect market participants, and the markets themselves. Without a crystal ball to predict the future, firms still need to be compliant,...
View ArticleUsing technology to prepare for regulatory change: how can market...
Becoming and remaining compliant is a key consideration for brokers and exchanges, especially in a time of regulatory change. It frequently makes the top of the list in surveys on their primary...
View ArticlePLUS Stock Exchange Making Progress Around Regulation
Changes in financial regulation will inevitably increase the importance of market surveillance for exchanges as well as the regulators. Having asked our experts their opinions on how the changes in...
View ArticleAn Algorithmic Trading and Market Surveillance Wrap Up
Our Capital Markets and Progress Apama teams have been BUSY! Today many of them are recovering from a busy week at the SIFMA Financial Services Technology Expo in New York City. In addition to lots of...
View ArticleCan market surveillance help to keep traders on track?
By Richard Bentley, Vice President, Capital Markets, Progress Software There’s no doubt that today's high speed capital markets and cross product, cross market trade volumes mean regulation struggles...
View ArticleComputerized Compliance: Savior or Intruder?
Several top executives of UBS, one of the world’s biggest banks, resigned in disgrace this fall following the announcement that a very junior rogue trader in the London office had managed to lose the...
View ArticleOur 2012 Predictions: What to expect in capital markets
What will we see for capital markets in 2012? The countdown to 2012 has begun. On the capital markets horizon is a great deal of change – no surprise to those following this year’s rollercoaster of...
View Article
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